Raymond James Account Agreement
All your Raymond James brokerage accounts can be viewed online. Accounts linked to each other for mailing purposes are visible under the same username and password and offer you a combined amount for your inventory. If you created a business account under a separate tax identification number (TIN), the account has a different username than your personal username. On June 29, 2011, Raymond James announced a buy-back agreement for nominal value securities sold to clients prior to February 13, 2008 through its national subsidiaries of dealers/dealers. The agreement with the Securities and Exchange Commission and the National Securities Commissions, led by Florida and Texas, resolved more than three years of investigation into the ARS market activities. Without admitting or denying the charges, the company also agreed to pay a total fine of US$1.75 million to state regulators, but was not sanctioned by the SEC. Raymond James Client Access is an online service that provides you with secure and convenient access to your accounts, bank statements, business confirmations and tax return documents.